FIRM RANKINGS

Financial Adviser Misconduct by Firm
wdt_ID FIRM NAME FIRM CRD NUMBER OF BROKERS % WITH MISCONDUCT
1 Jp Morgan Securities 79 26,251 3.43
2 Lincoln Financial Distributors 145 1,296 3.32
3 Oppenheimer Co 249 2,275 19.60
4 Edward Jones 250 16,750 4.63
5 Goldman Sachs Co 361 7,380 0.88
6 Woodbury Financial Services 421 1,377 10.89
7 Janney Montgomery Scott 463 1,394 13.27
8 Signator Investors 468 1,524 8.14
9 Lincoln Investment 519 1,123 6.50
10 Fifth Third Securities 628 1,559 6.16